EXPERTISE > FINANCIAL REGULATION


CONTACT

13-14 Old Square
Reception at 14 Old Square
Lincoln’s Inn
London
WC2A 3UE
DX 52 London - Chancery Lane
T: +44 (0)20 7831 4445
F: +44 (0)20 7841 5825
E: clerks@13oldsquare.com


We are open between 8.30am
and 6.30pm Monday to Friday.


Outside of office hours please
call Justin Brown, Senior Clerk
on 0777 578 1995.


 

Members of Chambers are experienced practitioners in financial services law, including in particular regulatory matters now under the Financial Services & Markets Act (FSMA) 2000. They have provided advice, advocacy, and negotiated settlements in disciplinary proceedings before a wide range of tribunals, regulatory investigations and committees, preparation of regulatory proceedings, litigation concerning the powers and duties of regulatory bodies (including the FSA and IMRO), investors’ compensation disputes involving complaints of misrepresentation made in prospectuses and similar documents, and in consumer credit cases. Members of chambers have appeared before tribunals and bodies such as the Institute of Chartered Accountants, the FSA's Regulatory Decisions Committee and IMRO's Disciplinary Committee.
Chambers’ company and insolvency-related work often involves advising investment businesses, banks, insurance companies, and professional firms on financial services legislation, the Takeover Code in relation to mergers and acquisitions, civil liability for breaches of the general law and of statutory duty (including claims under FSMA), as well as sanctions for market misconduct and money laundering.

Members also frequently advise and draft written submissions in connection with the Financial Ombudsman Scheme.

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